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Short selling
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391	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]February 20, 2015 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Chan Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-20 15:41:01 Finance Financial markets Self-regulatory organizations United States securities law Short selling Securities Exchange Act Regulation NMS Betting in poker Straddle Financial economics Investment United States Securities and Exchange Commission
392	COMMITTEE MEMBERS Chairman Jason P. Strofs Blackrock Add to Reading List Source URL: www.bis.org Language: English - Date: 2013-07-03 10:36:00 Financial economics Systemic risk Securities Securities lending Short selling Basel II Basel Committee on Banking Supervision Repurchase agreement Exposure at default Financial regulation Finance Bank regulation
393	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEMKT[removed]February 19, 2015 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change E Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-20 08:13:05 Financial system United States securities law Financial regulation Short selling 73rd United States Congress Regulation NMS Betting in poker Straddle Short Financial economics United States Securities and Exchange Commission Finance
394	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MIAX[removed]February 19, 2015 Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectivene Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-20 08:10:48 Finance Stock market Financial regulation United States securities law Short selling Securities Exchange Act Regulation NMS Short U.S. Securities and Exchange Commission Financial economics United States Securities and Exchange Commission Investment
395	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release No[removed]March 3, 2015 SECURITIES EXCHANGE ACT OF 1934 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-03 17:41:24 United States Securities and Exchange Commission Short selling Finance Financial system New Deal Securities Act Securities lending Short Securities Exchange Act United States securities law Financial economics 73rd United States Congress
396	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]February 20, 2015 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Propose Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-20 15:24:27 Finance Stock market United States securities law Financial markets Short selling Securities Exchange Act Regulation NMS Short Straddle Financial economics Investment United States Securities and Exchange Commission
397	Microsoft Word[removed]Basel Large Exposure - State Street Comments.docx Add to Reading List Source URL: www.bis.org Language: English - Date: 2013-07-03 10:36:00 Securities Bank regulation Financial markets Short selling Financial regulation Basel III Basel II Exposure at default Depository Trust & Clearing Corporation Financial economics Finance Investment
398	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]February 18, 2015 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed R Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-19 07:09:25 Finance Financial regulation Short selling 73rd United States Congress Securities Exchange Act United States securities law U.S. Securities and Exchange Commission Short New York Stock Exchange United States Securities and Exchange Commission Financial economics Business
399	SEC Complaint: Robert Benou, Marc Benou, and Conolog Corporation Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-21 16:50:20 United States securities law Financial regulation Short selling Finance Securities Exchange Act United States Securities and Exchange Commission Stock exchange Short Financial economics Business Investment
400	liquidnet,~ LIQUIDNET,INC 498 Seventh Avenue, 15" FL New York, NY[removed]July 8, 2013 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-07-09 13:23:01 Investment Stock market Financial services Financial regulation Short selling High-frequency trading Dark liquidity Broker-dealer Short Financial markets Financial economics Finance

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